For the complete documentation index, see llms.txt
For the complete documentation index, see llms.txt
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FCA Regulatory References and Interim Assurance via Unified Referencing with HMRC PAYE Data
Yes, we provide FCA regulatory references specifically for Senior Management Functions (SMFs) and Certified Persons (CPs) as required by FCA regulations. Typically, it can take up to six weeks for FCA-regulated firms to respond to such reference requests. To help during this waiting period, our Unified Referencing solution utilizes HMRC PAYE data to offer some level of assurance while waiting for the official FCA regulatory references. This approach supports quicker interim verification and helps maintain compliance standards until formal references are received. For further details about the FCA regulatory reference requirements, additional information is available upon request or can be found in our resources.
